Who Can Benefit From Our Services

Clients often seek our counsel when they find themselves faced with one or more of the following situations:
  • We need to grow our assets and plan for our eventual retirement. 

  • We are about to retire and will need to live off our investment portfolio.

  • We’ve received an inheritance and are not sure how to invest it for our needs.

  • We are planning to sell our business and need help devising strategies to limit the tax.

  • I am getting divorced and need help managing my financial assets.

  • We need professional advice for our endowment or foundation.

  • We have set up a charitable remainder trust (CRT) and need professional management services.

  • We’re unhappy with our broker and want to explore the benefits of using a fee based financial advisor. 

  • We are successful professionals and do not have the time to design, build, and monitor our investment portfolio. 

  • I just left my job after many years and would like to roll my 401(k) into an IRA with more investment flexibility.

 



Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC
 Headquartered at 18 Corporate Woods Blvd., Abany, NY 12211
Investments through PKS or RIA are:
NOT FDIC INSURED. NOT BANK GUARANTEED. MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL. NOT INSURED BY ANY STATE OR FEDERAL AGENCY.

www.sipc.org     www.finra.org

 

 

 

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